FMV Capital Markets Regulatory Disclosures

Certain regulatory agencies require that our firm provide the following information.

Securities offered through FMV Capital Markets, LLC, member FINRA/ SIPC.


Under Section 326 of the USA PATRIOT Act, FMV Capital Markets, LLC and its affiliates are required to verify the identity of their clients. We may utilize the services of outside vendors, such as Dun & Bradstreet, to assist with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.

Broker Check Information

As an aid to the education and protection of the investing public, the FINRA operates a toll-free Information hotline and an Internet Website to disseminate information regarding the disciplinary history of FINRA members and their associated persons. Clients who wish to obtain a brochure which describes the FINRA Broker Check Program should contact the FINRA through the hotline or via the Internet.

Call the Broker Check Hotline at 1-800-289-9999. The hotline is open Monday through Friday, 8:00 am to midnight, and Saturday 8:00 am to 5:00 pm (all times Eastern).

Write to Broker Check, FINRA, PO Box 9401, Gaithersburg, MD 20898. Fax: 301-212-8137.

Visit the Website: The Broker Check Program can be accessed through the Internet at

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Securities offered through FMV Opinion's subsidiary, FMV Capital Markets, LLC, Member FINRA/SIPC     |     Regulatory Disclosures